Ranjith B T
Bis 2022, Senior compliance analyst, Invesco Asset Management
Bangalore, Indien
Über mich
Experienced investment professional with a demonstrated history of working in asset management industry for 8+ years. Reviewed firm's advertising and sales literature pertaining to industry regulations and standards, performed post trade monitoring (Short selling, Best Ex, Fair allocation), executed regulatory filings (Annex IV, CPO PQR, Form PF, 13F), monitored staff electronic communication, prepared various company policies and responded different DDQ from compliance perspective, and other ad hoc compliance task.
Werdegang
Berufserfahrung von Ranjith B T
Bis heute 1 Jahr und 11 Monate, seit Aug. 2022
Delivery Manager, compliance
Acuity Knowledge Partners
1 Jahr und 1 Monat, Aug. 2021 - Aug. 2022
Senior compliance analyst
Invesco Asset Management
Financial promotion review and reporting